Advanced Compliance Concepts in the Charles River® IMS

Duration: 5 Hours
Certification: No
Prerequisites: Charles River Compliance or Compliance 1

Advanced Compliance Concepts

Students will learn additional topics in Charles River Compliance including using user-defined fields and security classifications in compliance tests, combination tests, cash tests, unit trust look-through /INBASKET, substantial shareholder disclosure testing and reporting, and using the Compliance Calculation Builder and Workflow Monitor.

There are extensive hands-on exercises in writing the compliance tests in the Charles River IMS.